People v. Estes Judicial
Misconduct / Prosecutorial Misconduct
Facts: Mr. Estes's cousin, a kid, got hit in the back either intentionally or accidentally by a neighbor kid. At 11:30 pm, Mr. Estes went to the home of the alleged assailant, banged on the door, and made demands.
Eventually, he starts to leave, claims another person hit him with the door of
the car that pulled up. Mr. Estes punched one person and pointed a gun at the
entire group of people from the home. A jury convicted him of menacing and third degree assault. During voir dire, Adams County District
Court Judge Wasserman tells the jury that, “This defendant did something. I'm
going to tell you that right now, he did something. We didn't just walk out to
the bus stop this morning and find [defendant] sitting there waiting for a bus
and say: Guess what ... this is your lucky day. Okay? Obviously, he did
something.”
Further,
during closing the prosecutor argued, “[W]hen [this trial] started, you were told
that you have the presumption of innocence. That presumption of innocence, after the evidence has come in, that
cloak, the presumption of innocence is now gone.... You have the evidence. You
have all that you need and ... you should have to find the
defendant guilty.”
Issue: Whether the trial court lessened the prosecution’s
burden of proof with the ‘defendant did something’ comment during voir dire?
Held: No.
Reasoning:
The Court of Appeals went through
a number of unpublished cases where the Court disapproved of Judge Wasserman’s
explanation that the ‘defendant did something’ to get here (See, e .g.,
People v. Bonilla–Barrera, (Colo.App. No. 09CA0462, Mar. 1, 2012)(not
published pursuant to C.A.R. 35(f)) (“We do not condone the trial court's
statement that defendant ‘did something.’ ”); People v. Williams, (Colo.App.
No. 09CA0906, Jan. 12, 2012) (not published pursuant to C.A.R. 35(f))
(similar); People v. Cruz–Avila, (Colo.App. No. 09CA1957, Dec. 8, 2011) (not published
pursuant to C.A.R. 35(f)) (similar); People v. Harris, (Colo.App. No.
09CA1626, Nov. 3, 2011)(not published pursuant to C.A.R. 35(f)) (similar);People
v. Edwards, (Colo.App. No. 08CA1764, Aug.12, 2010) (not published pursuant
to C.A.R. 35(f))(similar).)
However, while frowning on the comments, again, the Court of Appeals refused to do anything about it. The Court found no substantial prejudice to Mr. Estes.
Issue: Whether the prosecutor’s legally wrong argument regarding the presumption of innocence amounted substantial prejudice?
Held: No.
Reasoning:
The Court of Appeals found the
comments by the prosecutor legally wrong, the error obvious, but refused to find any substantial prejudice.
The Court of Appeals pointed out that trial counsel did not object to either the trial court's comments during
voir dire or to the prosecutor’s comments during closing argument. Thus, the
Court of Appeals reviewed the errors under the plain error analysis. Chief Judge Davidson wrote the opinion with Judge Vogt concurring; Judge
Rothenberg wrote a dissent where he found both the trial court and the
prosecutor committed plain error.
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